Kineo Capital Disclosures

Kineo Capital LLC (“RIA Firm”) is a New York and Connecticut state registered investment adviser. Kineo Capital LLC may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Kineo Capital LLC’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Kineo Capital LLC’s web site on the Internet should not be construed by any consumer and/or prospective client as Kineo Capital LLC’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Kineo Capital LLC with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Kineo Capital LLC, please contact the state securities regulators in New York and Connecticut where Kineo Capital LLC maintains a registration filing.

A copy of Kineo Capital LLC’s current written disclosure statement discussing business operations, services, and fees is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov or from Kineo Capital LLC upon written request.

Risk Disclosures

All investment strategies have the potential for profit or loss. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment or strategy will be suitable or profitable for a client’s portfolio. Asset allocation and diversification do not ensure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance cannot be relied on to be a predictor of future performance.

Any investment product, service or strategy mentioned on this website may have tax consequences.  Kineo Capital LLC does not provide tax advice.  Any person reviewing the information on this website should consult with their attorney, accountant or other tax advisor to ensure they understand the potential tax consequences of such investment product, service or strategy.

Email Disclosures

Kineo Capital often communicates with its clients and prospective clients through electronic mail (“email”) and other electronic means. Your privacy and security are very important to us. Kineo Capital LLC makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send Kineo Capital LLC private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.

Please note: Kineo Capital LLC does not accept trading or money movement instructions via email.

As a registered investment advisor, Kineo Capital LLC’s emails may be subject to inspection by the Chief Compliance Officer (“CCO”) of Kineo Capital LLC or securities regulators.

If you have received an email from Kineo Capital LLC in error, we ask that you contact the sender and destroy the email and its contents.

Social Website Disclosures

Kineo Capital LLC may utilize third-party websites that include social media websites, blogs and other interactive content. Kineo Capital LLC considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, Kineo Capital LLC may retain a copy of information that Kineo Capital LLC or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of Kineo Capital LLC.

Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by Kineo Capital LLC’s advisory persons after entering into an advisory agreement and after Kineo Capital LLC has been provided with all requested information about a client’s portfolio and investment objective.

Privacy Policy

Kineo Capital LLC collects nonpublic personal client information that is either provided to us or obtained by us with the client’s authorization. For current and former clients, Kineo Capital LLC does not disclose any nonpublic personal information obtained in the course of our practice except as required or permitted by law. Permitted disclosures include, for instance, providing information to our employees and, in limited situations, to unrelated third parties who need to know that information to assist us in providing services to our clients. In all such situations, we stress the confidential nature of information being shared. Kineo Capital LLC retains records relating to professional services that we provide so that we are better able to assist clients with their professional needs and, in some cases, to comply with professional guidelines. In order to guard nonpublic personal information, we maintain physical, electronic, and procedural safeguards that comply with our professional standards. Please call if you have any questions, because your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us.